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Policy Manual

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  3. III. Human Resources

III. Human Resources

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  • I. Governance
  • II. Community Policies
  • III. Human Resources
  • IV. Students
  • V. Administrative, Financial, and Facilities Policies
  • VI. Services
  • Appendix: Organizational Charts

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  • Chapter 1 – Classification of University Staff
    • 1.1 Exempt and Merit Staff
    • 1.2 Classifications of University Staff
  • Chapter 2 – Merit System
    • 2.1 Regulations
    • 2.2 Merit System Staff
    • 2.3 Reviews of Position Classification
    • 2.4 Appeals on Application, Examination, and Certification Procedures
  • Chapter 3 – Professional and Scientific Staff
    • 3.1 The Relationship of Professional and Scientific Staff Members to the University of Iowa
    • 3.2 Performance Review for University Staff
    • 3.3 Guidelines for Employment of Professional and Scientific Research Staff Members
    • 3.4 Classification Review of Professional and Scientific (P&S) Staff Positions
    • 3.5 Procedures for Creating a New Professional and Scientific Job Classification or Modifying the Pay Level of an Existing Classification
    • 3.6 Classification Review of a Merit Position to a Professional and Scientific (P&S) Staff Position
    • 3.7 Career Advancement of Professional and Scientific Staff Positions
  • Chapter 4 – Student Employees
    • 4.1 Hiring
    • 4.2 Employment Eligibility
    • 4.3 Payroll
  • Chapter 5 – Postdoctoral Scholars and Fellows
    • 5.1 Employment Eligibility
    • 5.2 Definitions and Classification
    • 5.3 Registration and Certification
    • 5.4 Administration of Appointment
  • Chapter 6 – Transfers, Promotions, and Other Changes in Status
    • 6.1 Merit System Staff Members
    • 6.2 Involuntary Transfers of Faculty from Departments or Colleges
  • Chapter 7 – Access to Personnel Files
    • 7.1 Faculty — General
    • 7.2 Professional and Scientific Staff, Faculty, and Merit System Staff
  • Chapter 8 – Conflict of Interest in Employment (Nepotism)
    • 8.1 Rationale
    • 8.2 Definitions
    • 8.3 Scope of Policy
    • 8.4 Committee on the Conflict of Interest in Employment
    • 8.5 Policy
    • 8.6 Occasional or Irregular Conflicts of Interest
    • 8.7 Identification of and Initial Steps to Address Conflicts of Interest in Employment
    • 8.8 Management Plans
    • 8.9 When a Management Plan Cannot Be Developed, Approved, and/or Implemented
    • 8.10 Policy Violations and Complaint Process
    • 8.11 Grievances
    • 8.12 Other University of Iowa Policies Related to Conflicts of Interest
  • Chapter 9 – Hiring and Appointments
    • 9.1 Appointments, General
    • 9.2 Credential Check at Point of Hire
    • 9.3 Criminal Background Check at Point of Hire
    • 9.4 Filling Open Merit Positions
    • 9.5 Recruitment Among Big Ten Academic Alliance Institutions
    • 9.6 Equal Employment Opportunity Guidelines
    • 9.7 Consideration of Misconduct in Prior Employment
    • 9.8 Employment Guidelines for Leadership Positions
  • Chapter 10 – Faculty
    • 10.1 Purpose
    • 10.2 The Role of Faculty
    • 10.3 Faculty and Academic Excellence
    • 10.4 Faculty Appointments
    • 10.5 Tenure-Track Faculty
    • 10.6 Specialized-Track Faculty
    • 10.7 Fixed-Term Faculty Appointments
    • 10.8 Exceptions to Employment Regulations
  • Chapter 11 – Retirement
    • 11.1 General
    • 11.2 (Reserved for Future Use)
    • 11.3 Phased Retirement Program
    • 11.4 University Funded Retirement Plan
    • 11.5 Tax Shelter Provision
    • 11.6 Supplemental Retirement Annuities
    • 11.7 Emeritus Status for Retirees
  • Chapter 12 – Termination of Appointment
    • 12.1 General
    • 12.2 (Reserved for future use)
    • 12.3 Merit System Staff
    • 12.4 Graduate Assistant Dismissal Procedure
  • Chapter 13 – Oral Communication Competence of Instructional Staff
  • Chapter 14 – Teaching Proficiency Standards for Teaching Assistants
    • 14.1 Purpose
    • 14.2 Implementation
  • Chapter 15 – Professional Ethics and Academic Responsibility
    • 15.1 General
    • 15.2 Responsibilities to Students
    • 15.3 Responsibilities to Scholarship
    • 15.4 Responsibilities to Faculty and Staff Colleagues
    • 15.5 Responsibilities to Institution
    • 15.6 Responsibilities to the Community
  • Chapter 16 – Ethics and Responsibilities for University of Iowa Staff
    • 16.1 Preamble
    • 16.2 Policy
    • 16.3 Definitions
    • 16.4 Ethics and Responsibilities
  • Chapter 17 – Compensation
    • 17.1 Payroll Dates
    • 17.2 Hours, Overtime, Call Back, and Standby (On Call) Status
    • 17.3 Direct Deposit of Payroll Checks
    • 17.4 Cashing Payroll Checks
    • 17.5 Salary Advances
    • 17.6 Computation of Salary for Academic-Year Faculty
    • 17.7 Compensation of Teaching and Research Assistants
    • 17.8 Summer and Winter Session Salaries
      • 17.8(1) Summer Session Salaries
      • 17.8(2) Winter Session Salaries
    • 17.9 Definition of the Academic Year
    • 17.10 Computation of Salary in the Event of Absence
    • 17.11 Compensation for Jury Service
    • 17.12 Compensation for Military Leave of Absence
    • 17.13 Extra Compensation for Participants in University-Sponsored Short Courses and Conferences
    • 17.14 Penalties for Delinquent Reporting of Final Grades
    • 17.15 Staff Remuneration for Materials: Gratuities
    • 17.16 Extra Compensation for University Faculty and Staff
    • 17.17 Supplemental Activities and Extra Compensation
      • 17.17(1) Use of University Supplies
      • 17.17(2) Usurpation of University Opportunities
      • 17.17(3) Royalties from Course Materials
      • 17.17(4) Employment on Grants and Contracts Administered by the University
      • 17.17(5) Extension Activities
      • 17.17(6) Extra Compensation for Teaching Academic Courses
    • 17.18 Withholding from Payroll Checks
      • 17.18(1) Federal Income Tax Withholding
      • 17.18(2) State Income Tax Withholding
      • 17.18(3) U.S. Savings Bonds Withholding
      • 17.18(4) United Fund Withholding
      • 17.18(5) (Reserved for future use)
      • 17.18(6) Tax Shelter Provision
    • 17.19 Converting Faculty and Staff Salaries between Fiscal and Academic Year
  • Chapter 18 – Insurance
    • 18.1 Eligibility
    • 18.2 Life Insurance
    • 18.3 Long Term Disability Insurance
    • 18.4 Medical and Dental Programs
    • 18.5 Retirement Programs
    • 18.6 (Reserved for future use)
    • 18.7 Unemployment Compensation
  • Chapter 19 – Flexible Spending Accounts
    • 19.1 General
    • 19.2 Covered Expenses
    • 19.3 Changes to Flexible Spending Accounts
    • 19.4 Reimbursement Requests and Methods
    • 19.5 Reimbursement Receipts
    • 19.6 Reimbursement Accounts
    • 19.7 IRS Reporting
    • 19.8 Restrictions
  • Chapter 20 – UIHC Discount Policy for Services Furnished to Hospital Trainees
  • Chapter 21 – Leaves of Absence
    • 21.1 General
    • 21.2 Leaves of Absence without Compensation
    • 21.3 Leaves of Absence with Compensation
    • 21.4 Off-Campus Assignments
  • Chapter 22 – Paid Absences
    • 22.1 Definitions
    • 22.2 General Policy on Absences
    • 22.3 Sick Leave Policy: Leave for Medically Related Disability, Family Caregiving, Funerals, Service as a Pallbearer, Adoption, and On-the-Job-Injury
    • 22.4 Funeral Leave
    • 22.5 Approval and Reporting of Paid Absences
    • 22.6 Voting
    • 22.7 Family and Medical Leave Act
    • 22.8 Parental Leave and Accommodation Policy
    • 22.9 Catastrophic Leave Donations
    • 22.10 Religion and the University Calendar
    • 22.11 Sick Leave Payout at Time of Retirement
    • 22.12 Blood, Bone Marrow, and Living Organ Donation
  • Chapter 23 – Holidays and Vacations
    • 23.1 Holidays
    • 23.2 Vacations
  • Chapter 24 – Work Arrangements
    • 24.1 General
    • 24.2 Flexible Schedule
    • 24.3 Compressed Work Week
    • 24.4 Remote Work
    • 24.5 Reduced Hours/Part Time
    • 24.6 Job Sharing
    • 24.7 Process for Establishing Work Arrangements
    • 24.8 Volunteer Time Release
  • Chapter 25 – Attendance at Council or Committee Meetings by Staff Members
    • 25.1 Regular Council or Committee Meetings
    • 25.2 Special Council or Committee Meetings
    • 25.3 Notification of Supervisors
  • Chapter 26 – Educational Opportunities
    • 26.1 General
    • 26.2 Non-Credit Work-Related Professional Development Programs such as Conferences, Workshops, and Online Learning for Staff Other Than Faculty
    • 26.3 Attendance at Non-Credit Conferences, Workshops, and Online Learning That Are Not Work Related
    • 26.4 (Reserved for future use)
    • 26.5 Courses for Academic Credit
    • 26.6 Tuition and Fees of Faculty and Staff Registered for No Academic Credit (Audit)
    • 26.7 Courses for Maintaining Professional Licensing Requirements
    • 26.8 Other Awards for Staff
  • Chapter 27 – University of Iowa Tuition Assistance Program
    • 27.1 Purpose
    • 27.2 Eligibility
    • 27.3 Program
    • 27.4 Funding
    • 27.5 Priority
    • 27.6 Conditions
    • 27.7 Process
  • Chapter 28 – Conflict Management Resources for University Staff
    • 28.1 Policy on Conflict Management Resources
    • 28.2 Administrative Review
    • 28.3 Merit System Members Grievance Procedures
    • 28.4 Grievance Procedures for Professional and Scientific Personnel
  • Chapter 29 – Faculty Dispute Procedures
    • 29.1 General Provisions and Definitions
    • 29.2 The Faculty Judicial Commission
    • 29.3 Tenure-Track Denial of Reappointment, Tenure, or Promotion
    • 29.4 Tenure-Track Faculty Grievance
    • 29.5 Tenure-Track Unacceptable Performance Warranting Termination
    • 29.6 Tenure-Track Ethics and Conduct Violation
    • 29.7 Tenure-Track Judicial Procedures
    • 29.8 Specialized-Faculty Grievances
      • 29.8(1) Administrative Review Procedures
      • 29.8(2) Peer Review Procedures
    • 29.9 Research Ethics Violation
  • Chapter 30 – Grievance Procedure for Biweekly Student Employees
  • Chapter 31 – Appeals to Board of Regents
  • Chapter 32 – Visitors in the Workplace
    • 32.1 General
    • 32.2 Definitions
    • 32.3 Responsibility for Policy and Procedures
    • 32.4 Minors in the Workplace
  • Chapter 33 – Personal Protective Equipment
    • 33.1 General Application
    • 33.2 Environmental Health & Safety Guidance on Personal Protective Equipment Use
    • 33.3 Duties of Departmental Executives
    • 33.4 Personal Protective Equipment Specifics
  • Chapter 34 – Accidents
    • 34.1 General
    • 34.2 Procedures
  • Chapter 35 – (Reserved for future use)
  • Chapter 36 – Use of Faculty/Staff Identification Card
    • 36.1 Issued
    • 36.2 University of Iowa Faculty/Staff ID Card Benefits
    • 36.3 University of Iowa Faculty/Staff ID Card Revocation
    • 36.4 University of Iowa Faculty/Staff Spouse/Partner Identification Card
  • Chapter 37 – Access to Medical and Exposure Records
  • Chapter 38 – Taxation of Gifts, Prizes, and Awards to Employees
    • 38.1 General
    • 38.2 (Reserved for future use)
    • 38.3 Exceptions for Length-of-Service, Retirement, and Safety Awards
    • 38.4 Appropriate Funding Sources
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